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Issue Dtd. 16th to 30th November 2002
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Home > Rendezvous > Full Story

‘The disciplines of law and ethics overlap and conflict’

Dr S V Joga Rao is the director and practicing advocate with Pegasus Health Law Consultants, a law office exclusively catering to the professional legal services of every stakeholder in healthcare delivery. Armed with a doctorate in healthcare law, his professional and research interests include areas of criminal law, healthcare law, cyber law and law of evidence. In an interview with Vijaya K, Dr Rao details on the growing concern on legal issues in medical practice in view of the extension of Consumer Protection Act to medical profession. Excerpts:

Are medico legal issues on the rise in India because of CPA? What is the situation abroad?

Yes, medico legal issues are on the rise. General perception is that upsurge in medical law litigation in our context, is only due to extension of Consumer Protection Act, 1986 (CPA) to medical profession. No doubt, CPA continues to influence the litigation patterns pertaining to medical practice but cannot be generalised that it is the sole factor.

If we examine our context in its social, economic, professional and justice perspectives, the following factors and trends are inferable in nature: 1. Social, where there is a growing awareness about protection of patients’ rights and consistent public claim for professional accountability 2. Economic, a rapidly dwindling public expenditure and massively increasing private investment in healthcare delivery and as direct consequence, both accessibility and affordability of health care services have become quite problematic for many people 3. Professional, the ever-expanding frontiers of medical specializations or highly technologically dependent medical practice 4. Justice, where right to health is judicially interpreted as a fundamental right. Abroad, medical professionals tread on a tight rope. Whether it is Europe or USA, medical litigation is always on the rise. And accordingly the medical professionals not only take preventive care but also spend substantial part of their earnings on insurance coverage as well. A similar trend is clearly visible in our country also.

Can medical audit help prevent legal issues in medical practice?

First of all we need to know the process and premise of so called medical audit. If the operating model of medical audit focuses on legal and ethical compliance, there may be a possibility of prevention. I seriously doubt whether such models are available in our country. In view of its significance, I think there is a deserving need for creating a conceptual framework which exclusively and explicitly deals with legal and ethical audit.

We at Pegasus conceived a framework, which we call it as Pegasus Medilaw Accreditation (PMA). The premise of PMA takes within its fold the following processes: (a) in accordance with legal and ethical compliance factors, the medical establishment will be screened in the light of applicable and relevant registration and clearance formalities; (b) all the related institutional policy formulation and structuring of protocols and documents will be undertaken; (c) adequate and warranted capacity building to the key personnel in the establishment will be provided; (d) periodic monitoring and quality assurance referral service will be offered and (e) in case of any legal problem, required professional legal solution will be rendered.

What are your impressions on the existing guidelines for death due to medical negligence?

As of now, death due to medical negligence cases are prosecuted under Section 304 A, Indian Penal Code, 1860. In civil law, they are adjudicated under relevant principles of tort law, which are uncodified in nature. As this provision is part of general criminal law of our country, there are some inevitable consequences and unavoidable procedural formalities.

Applying principle of negligence in a road accident, we will be able to decide whether the driver is guilty of negligence or no in the light of available benchmarks. But in case of medical treatment, death on operation table need not necessarily indicate negligence on the part of doctor. The issue is, how the judges will decide and in the light of what kind of benchmarks.

There are no apparent and explicit guidelines. As a result, the general reaction of the public is that the death is only due to negligence on the part of doctor. If the aggrieved relatives or friends of patient files FIR, the investigating officer initiates the process, which ultimately results in arrest of the doctor. This naturally poses a threat to the professional reputation of the doctor.

In view of these reasons, medical profession is now seeking some kind of protection before the criminal prosecution is initiated. According to them, the protection could be in the form of a clarification to the enforcement authorities to the effect that, whenever medical negligence related death case is filed, the investigating officer must conduct a preliminary enquiry during which he is expected to interact with the senior doctors of the establishment or hospital. Only thereafter, if he finds any reliable evidence, then the concerned doctor can be subjected to the process. Some feel there is a need for a separate statute which exclusively deals with medical law issues.

How has the MCI code of ethics been successful in tackling medico legal issues?

Very recently, the MCI has revised the related framework. Except for female foeticide issue, all other clauses are quite appropriate in the present day context. It is too early to say whether the framework has succeeded in tackling medico legal issues. One thing, we need to be very clear --- laws or ethics are merely prescriptive in nature and cannot succeed in resulting a positive change in human conduct, unless they are internalized and consciously implemented by the concerned members for whom they are meant.

What are the conflicting issues of ethics and law in medical profession?

Within their distinctive roles the disciplines of law and ethics overlap and also in some aspects, conflicts are not uncommon. One such area of conflict, is with regard to consent. More specifically, law prescribes that compliance of particular conditions reflect fairness of the process adopted. Accordingly, the law states that if the procedure is followed, it is legal and binding.

However, still there may be a possibility of challenge from ethical point of view. This kind of problem has come to fore in two significant contexts, but related ones. They are, hysterectomy of mentally deranged women and proxy consent of parents on behalf of mentally retarded for the purpose of organ donation only to benefit another member of the family.

Do we lack a provision for sound clinical judgment?

In the eyes of law, a sound clinical judgement is always construed as a matter of defence for the professional concerned. Though the judgement results in suffering of the patient, still according to the available judicial interpretation, the doctor is not legally liable on that count. However, the governing law in this regard is only uncodified and definitely there is a need for codified legal statute.

What is the role of Pegasus Health Law Consultants in addressing medico-legal issues?

Pegasus focuses on health care law and ethics. We offer key services like rendering of professional legal service, conducting medilaw audit, training programmes and capacity building measures, research and documentation and publication of journals, texts, titles, commentaries and other legal materials.

How good is the medical indemnity policy for doctors. Is it hassle free?

Difficult to say that the policies are hassle free. The package promises adequate service. But many doctors complain that they do not receive any kind of service. Insurance companies claim that they do not find competitive legal professionals who are knowledgeable in this area of specialization. As stated earlier, the doctors are more concerned about the service part. Regarding claims settlement, I do not think there is a major problem.
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